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How Do You Tailor Investment for Clients Approaching Retirement?

How Do You Tailor Investment for Clients Approaching Retirement?

Navigating the world of investments can be daunting, especially when nearing retirement. In this article, discover how finance professionals prioritize stability and income for those approaching retirement compared to tailoring strategies for clients still in their wealth accumulation phase. With seven critical insights, the journey from prioritizing stability and income to adjusting asset allocation is explored comprehensively. Learn how these experts help clients feel secure as they transition into the next stage of financial planning.

  • Prioritize Stability and Income
  • Help Clients Feel Secure
  • Minimize Risk Tolerance
  • Create a Diversified Portfolio
  • Develop a Withdrawal Strategy
  • Consider Tax-Efficient Investments
  • Adjust Asset Allocation

Prioritize Stability and Income

When advising clients approaching retirement, my approach shifts from focusing primarily on growth to prioritizing stability, income, and risk management. For clients in their wealth-accumulation phase, the focus is often on higher-growth investments with a longer time horizon, allowing them to take on more risk. However, for those nearing retirement, I recommend gradually rebalancing their portfolio toward a mix of income-generating and lower-volatility assets to help protect their principal. I also work with pre-retirees to build a sustainable withdrawal strategy and consider factors like inflation and healthcare costs that could impact their income needs. This tailored approach helps ensure that, as they transition into retirement, their portfolio is aligned to support a steady income while minimizing the risk of large market downturns.

Chad Lively
Chad LivelyLead Financial Planner, Lively Financial LLC

Help Clients Feel Secure

Let me start with some technical jargon, then break it down more personally with how I like to do things. Traditional wisdom is that longer horizons while in the wealth-accumulation phase mean the client can sustain prolonged periods of volatility and risk-taking in order to increase their compound annual growth rate over time. Approaching retirement, the plan must account for a new set of circumstances, an updated risk profile, and generally become more conservative.

Okay, good, that's out of the way. Here is what I really think. Tailoring investment advice is always about helping the clients feel a sense of freedom, security, and optimism in relation to achieving their goals, having a fantastic lifestyle, establishing a legacy, and feeling healthy and wealthy all the time.

Put another way, the 'phase' shouldn't matter. The goal is always the same: having a plan in place to be able to comfortably live their ideal life.

Geoff Sokol
Geoff SokolPrivate Wealth Advisor, GT Investment Management

Minimize Risk Tolerance

When tailoring investment plans for clients approaching retirement, it is important to focus on minimizing their risk tolerance. This approach helps to protect their accumulated wealth and ensures a stable financial future. It reduces exposure to market volatility, which can be critical during the retirement phase.

Clients can feel more secure knowing that their hard-earned money is preserved. It's essential to review and adjust the risk levels regularly. Be proactive in securing their financial future today.

Create a Diversified Portfolio

Creating a diversified portfolio that can generate a steady income during retirement is crucial. This strategy involves spreading investments across different asset classes to balance growth and income. Such a portfolio can help ensure that clients have a reliable source of funds during their retirement years.

It also allows them to withstand market fluctuations better. Consistent monitoring and adjustments will be necessary. Start planning for a secure and comfortable retirement now.

Develop a Withdrawal Strategy

Developing a withdrawal strategy that aligns with a client's life expectancy is another important aspect. This plan ensures that they do not outlive their savings, which can be a significant concern during retirement. The strategy needs to be well thought out to match their spending needs and longevity.

It provides a sense of financial stability and peace of mind. Adjustments should be made as life circumstances change. Take steps today to ensure a worry-free retirement.

Consider Tax-Efficient Investments

Considering tax-efficient investment vehicles is vital to preserving clients' wealth as they approach retirement. These options help them keep more of their money by reducing the tax burden on their investments. It can significantly improve their overall financial health and retirement readiness.

Ensuring that the investments are structured in a tax-friendly manner is crucial. Regular reviews will help maintain this efficiency. Make sure to incorporate tax strategies into your retirement planning.

Adjust Asset Allocation

Adjusting asset allocation to favor more conservative options is essential for clients nearing retirement. This means gradually moving away from high-risk investments towards safer ones like bonds and cash equivalents. The goal is to protect the principal amount while still providing some growth.

Such adjustments can help clients feel more secure about their financial future. Regular portfolio reviews and adjustments are necessary. Ensure you adopt a safer investment strategy as retirement approaches.

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